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{{org_field_name}}
Registration Number: {{org_field_registration_no}}
Developing and Managing Person-Centred Care Plans Policy
1. Purpose
The purpose of this policy is to establish a robust framework for developing and managing person-centred care plans that reflect the unique needs, preferences, and aspirations of individuals supported by {{org_field_name}}. This policy ensures compliance with the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, Care Act 2014, and CQC fundamental standards, supporting high-quality, safe, and responsive care delivery.
{{org_field_name}} is registered with the Care Quality Commission to carry out the regulated activity of {{org_field_regulated_activity}} for {{org_field_service_users_bands}} in supported living settings.
2. Scope
This policy applies to all employees, including care staff, managers, and any professionals involved in the assessment, planning, and review of care plans. It covers the entire lifecycle of a person-centred care plan, from initial assessment to ongoing review, modification, and transition planning.
3. Related Policies
- Person-Centred Care Policy (SL07)
- Dignity and Respect Policy (SL08)
- Consent to Care Policy (SL09)
- Safeguarding Adults from Abuse and Improper Treatment Policy (SL13)
- Risk Management and Assessment Policy (SL18)
- Mental Capacity and Deprivation of Liberty Safeguards Policy (SL39)
4. Policy Statement
{{org_field_name}} is committed to ensuring that every person receiving Personal Care within our Supported Living service has an individual, current and person-centred care and support plan.
Care and support plans will be developed collaboratively with the person using the service and will reflect their:
- assessed needs;
- preferences;
- wishes;
- strengths;
- abilities;
- routines;
- communication needs;
- cultural and religious needs;
- risks;
- desired outcomes;
- independence; and
- choices about how care and support is delivered.
Family members, friends, advocates and other representatives will be involved where:
- the person wishes them to be involved;
- they hold lawful authority to act on the person’s behalf; or
- their involvement is otherwise appropriate under the Mental Capacity Act 2005 or another applicable legal framework.
A relative or person described as “next of kin” does not automatically have legal authority to make decisions on behalf of an adult.
Relevant health and social care professionals will be involved where their input is required to ensure that the person’s care and support is safe, appropriate and coordinated.
Care and support plans will:
- be based on an appropriate assessment;
- support dignity, choice, control and independence;
- contain clear agreed outcomes;
- identify risks and proportionate risk-management measures;
- identify consent and capacity arrangements where relevant;
- be accessible to the person in a way they can understand;
- be available to staff who need the information to provide care safely; and
- be reviewed and updated whenever needs, preferences, risks or circumstances change.
5. Principles of Person-Centred Care Planning
Person-centred care planning within {{org_field_name}} will be based on the following principles.
- Individuality: Each person will be treated as an individual. Their care plan will reflect their personal history, identity, strengths, needs, preferences, routines and aspirations.
- Choice and Control: People will be supported to make informed choices about their care and support and to exercise as much control as possible over how support is provided.
- Active Involvement: The person will be actively involved in assessment, care planning and review to the extent that they wish and are able to participate.
- Accessible Communication: Information will be provided in a form and manner the person can understand. Reasonable adjustments will be made where required.
- Lawful Representative Involvement: Family members, friends, advocates and representatives will be involved where the person wishes them to be involved or where another lawful basis exists.
- Dignity and Respect: The person’s views, wishes, privacy, cultural identity, beliefs and personal preferences will be respected.
- Independence: Care planning will identify what the person can do independently and what support is required, with the aim of maintaining or developing independence wherever possible.
- Strengths-Based Practice: Assessment and planning will consider the person’s abilities, resources, relationships and community connections as well as their support needs.
- Proportionate Risk Management: Risks will be identified and managed in a way that supports safety without unnecessarily restricting the person’s rights, choices or independence.
- Consent and Mental Capacity: Consent will be sought in accordance with Regulation 11. Where there is reason to doubt capacity for a specific decision, the Mental Capacity Act 2005 will be followed.
- Continuity and Coordination: Relevant information will be shared appropriately with staff and professionals involved in the person’s care so that support is coordinated and consistent.
- Continuous Review: Care plans will remain current and will be reviewed whenever the person’s needs, preferences, risks or circumstances change.
6. Care Plan Development Process
6.1 Initial Assessment
Before {{org_field_name}} begins providing Personal Care, a comprehensive assessment will be undertaken to determine the person’s needs, preferences, strengths, risks and desired outcomes.
The assessment will be undertaken by a person with appropriate knowledge, skills and competence.
The person using the service will be actively involved in the assessment to the maximum extent possible.
Where appropriate and lawful, the assessment may also involve:
- a person lawfully acting on the person’s behalf;
- family members or friends where the person wishes them to be involved;
- an advocate;
- social workers;
- GPs;
- nurses;
- occupational therapists;
- pharmacists;
- mental health professionals;
- speech and language therapists; and
- other relevant health or social care professionals.
The assessment will consider, where relevant:
- personal history and background;
- strengths and abilities;
- desired outcomes and aspirations;
- personal preferences and routines;
- Personal Care needs;
- physical health;
- mental health and emotional wellbeing;
- medication and treatment needs;
- communication needs;
- sensory needs;
- mobility;
- moving and handling;
- nutrition and hydration;
- continence;
- skin integrity;
- personal hygiene;
- sleep;
- daily living skills;
- level of independence;
- social relationships;
- community involvement;
- employment, education or meaningful activity where relevant;
- cultural, religious and spiritual needs;
- identity and protected characteristics;
- sexuality and relationships where relevant to care;
- environmental risks;
- safeguarding risks;
- risk of self-neglect, exploitation or harm;
- equipment and adaptations;
- emergency arrangements;
- consent;
- mental capacity where relevant;
- reasonable adjustments; and
- involvement of relevant professionals or representatives.
The assessment will distinguish between:
- tasks the person manages independently;
- tasks for which prompting is required;
- tasks for which assistance is required; and
- tasks staff are responsible for carrying out.
Where there is reason to doubt the person’s capacity to make a particular decision, capacity will be assessed in accordance with the Mental Capacity Act 2005.
The person’s own views, wishes and desired outcomes will be clearly recorded and will not be replaced solely by the views of family members or professionals.
The assessment will form the basis of the person’s individual care and support plan.
6.2 Developing the Care Plan
An individual care and support plan will be developed following assessment and before staff undertake care tasks that require person-specific instructions.
Where urgent support must begin before a full care plan can reasonably be completed, sufficient interim information, risk controls and instructions must be available to enable staff to provide safe and appropriate care. The full care and support plan must then be completed without unnecessary delay.
The care and support plan will be developed collaboratively with the person using the service and, where appropriate and lawful, relevant representatives and professionals.
The plan will include, where applicable:
- the person’s assessed needs;
- their strengths and abilities;
- personal preferences and routines;
- agreed goals and desired outcomes;
- Personal Care requirements;
- how independence will be promoted;
- mobility and moving-and-handling requirements;
- medicines support;
- nutrition and hydration requirements;
- communication needs;
- reasonable adjustments;
- personal hygiene and continence support;
- skin-care needs;
- emotional and mental health support;
- cultural, religious and spiritual preferences;
- social and community participation;
- risks and proportionate risk-management measures;
- safeguarding considerations;
- relevant equipment and adaptations;
- consent arrangements;
- relevant capacity assessments;
- best-interest decisions where applicable;
- involvement of attorneys, deputies or advocates where applicable;
- relevant professional involvement;
- emergency contacts;
- escalation procedures;
- contingency arrangements;
- what staff must do if the person’s needs or condition changes;
- the agreed review date; and
- any other information required to provide safe, appropriate and person-centred care.
The plan must clearly identify:
- what the person can manage independently;
- what requires prompting;
- what requires assistance; and
- what staff are responsible for completing.
The person will be provided with the care-plan information in a format they can understand.
Where required, {{org_field_name}} will make reasonable adjustments, including:
- Easy Read information;
- large print;
- alternative formats;
- communication aids;
- interpreters;
- additional time; or
- advocacy support.
The person’s involvement in and agreement with the plan will be recorded appropriately.
A physical signature is not required as the only evidence of involvement or consent. Where signatures are used, they may form part of the record, but other reliable evidence of participation, agreement, consent or lawful decision-making may also be recorded.
Staff responsible for delivering care must have access to the current care and support plan and must understand the instructions relevant to their role.
7. Managing and Reviewing Care Plans
7.1 Ongoing Monitoring
Care plans will be treated as active working documents and must reflect the person’s current needs, preferences, risks and support arrangements.
Staff providing care must:
- follow the current care and support plan;
- record care and support provided;
- record relevant observations;
- identify changes in needs, preferences or risks;
- report significant changes promptly;
- escalate concerns appropriately; and
- avoid continuing to rely on instructions that are known to be outdated or unsafe.
Where a change is identified, immediate action will be taken where necessary to maintain the person’s safety and wellbeing.
Relevant changes will be communicated to staff who need the information.
The care plan will be updated without unnecessary delay where existing instructions no longer reflect the person’s current needs or circumstances.
7.2 Formal Care Plan Reviews
Each care and support plan will contain an agreed review date.
A formal review will take place at least every six months where this is the organisational standard adopted by {{org_field_name}}, and earlier whenever required by the person’s circumstances.
An earlier review will take place where relevant following:
- a significant change in physical health;
- a significant change in mental health;
- hospital admission or discharge;
- a significant incident or accident;
- a safeguarding concern;
- a medicines change affecting care delivery;
- repeated refusal of care or treatment;
- changes in mobility;
- changes in communication needs;
- changes in capacity relating to relevant decisions;
- new or increased risks;
- changes in the person’s wishes, preferences or goals;
- concerns raised by the person;
- concerns raised by staff;
- relevant concerns raised by family members or representatives;
- professional advice indicating that the plan requires amendment;
- repeated missed or ineffective care;
- changes in living arrangements; or
- any other significant change affecting the person’s care or support.
The person using the service will be actively involved in each review.
Where appropriate and lawful, reviews may also involve:
a person lawfully acting on the person’s behalf;
family members or friends where the person wishes them to be involved;
an advocate;
care staff;
social workers;
healthcare professionals; and
other relevant agencies.
The review will consider:
- whether assessed needs remain accurate;
- whether the person’s preferences have changed;
- progress towards desired outcomes;
- whether current support remains appropriate;
- whether independence is being promoted;
- whether risks remain current;
- whether risk-management measures remain proportionate;
- whether consent arrangements remain current;
- whether capacity or best-interest decisions require review;
- whether reasonable adjustments remain effective;
- feedback from the person;
- relevant incidents, complaints or safeguarding concerns; and
- whether the care and support plan requires amendment.
The outcome of the review will be recorded.
Any required amendments will be made promptly and communicated to relevant staff before revised arrangements are implemented wherever practicable.
The updated care plan will record:
- the review date;
- people involved in the review;
- changes agreed;
- actions required;
- the person responsible for each action; and
- the next agreed review date.
8. Consent, Mental Capacity and Decision-Making
{{org_field_name}} will ensure that people are supported to make their own decisions about care and support wherever possible.
A person will be presumed to have capacity to make a particular decision unless it is established otherwise.
Staff will not assume that a person lacks capacity because of:
- age;
- disability;
- diagnosis;
- mental illness;
- communication difficulty;
- appearance;
- behaviour; or
- the fact that they make a decision others consider unwise.
People will be provided with information about proposed care and support in a way they can understand.
Reasonable steps will be taken to support decision-making, including where appropriate:
- using accessible information;
- providing information in alternative formats;
- using communication aids;
- providing interpreters;
- allowing additional time;
- involving speech and language professionals;
- involving a person chosen by the individual; or
- arranging advocacy.
Consent will be treated as an ongoing process and may be:
- given;
- refused;
- withheld; or
- withdrawn.
Where a person has capacity, their decision must be respected, including where they refuse care, subject to any other lawful requirements.
Where there is reason to doubt capacity for a specific decision, an assessment will be undertaken in accordance with the Mental Capacity Act 2005.
Capacity assessments must be:
- decision-specific;
- time-specific;
- appropriately recorded; and
- undertaken by an appropriate person.
Where the person lacks capacity for the relevant decision, any decision made on their behalf must:
- be made in their best interests;
- take account of their past and present wishes and feelings;
- take account of their beliefs and values;
- involve relevant people where appropriate and lawful; and
- use the least restrictive available option.
Family members and next of kin do not automatically have legal authority to make decisions on behalf of an adult.
Where another person is said to hold legal decision-making authority, {{org_field_name}} will verify the nature and scope of that authority, including where applicable:
- a registered Health and Welfare Lasting Power of Attorney;
- a Court-appointed deputy; or
- another relevant Court of Protection order.
Independent advocacy will be arranged or facilitated where appropriate, including statutory advocacy where the applicable legal criteria are met.
9. Deprivation of Liberty in Supported Living
{{org_field_name}} recognises that the Deprivation of Liberty Safeguards process used in hospitals and registered care homes does not provide the ordinary authorisation route for people living in Supported Living arrangements.
Where care arrangements may amount to a deprivation of liberty in Supported Living, {{org_field_name}} will:
- identify and review the restrictions in place;
- consider whether they remain necessary and proportionate;
- consider less restrictive alternatives;
- involve the person as far as possible;
- take account of the person’s wishes and feelings;
- act in accordance with the Mental Capacity Act 2005; and
- seek appropriate legal or professional advice regarding the relevant community deprivation-of-liberty authorisation route, including application to the Court of Protection where required.
Staff must not assume that restrictions are lawful merely because they are included in a care plan or considered necessary for the person’s safety.
10. Staff Responsibilities
10.1 Registered Manager
The Registered Manager is responsible for ensuring that effective systems are in place for the development, implementation, review and audit of person-centred care plans.
The Registered Manager will:
- ensure assessments and care plans meet applicable legal and regulatory requirements;
- ensure staff understand their care-planning responsibilities;
- ensure people are appropriately involved in assessment and review;
- ensure consent and capacity arrangements are appropriately recorded;
- ensure care plans contain clear review dates;
- monitor whether care plans remain current;
- ensure significant changes are reflected promptly;
- ensure staff have access to current care plans;
- ensure audits of care plans are undertaken;
- monitor identified improvement actions;
- ensure staff receive appropriate training;
- ensure care-planning concerns are escalated; and
- maintain oversight of care-plan quality through governance arrangements.
10.2 Key Workers and Care Coordinators
Key workers and care coordinators will, within the responsibilities delegated to them:
- contribute to assessments;
- develop and update care plans;
- involve the person appropriately;
- record the person’s views and desired outcomes;
- liaise with relevant professionals;
- involve family members or representatives only where appropriate and lawful;
- monitor progress towards agreed outcomes;
- identify changes in needs or preferences;
- arrange or contribute to reviews;
- ensure relevant updates are communicated to staff; and
- escalate concerns to the Registered Manager.
10.3 All Staff
All staff involved in providing care must:
- familiarise themselves with the current care plan before undertaking person-specific care tasks;
- follow the agreed care plan;
- respect the person’s preferences and choices;
- seek consent as required;
- promote independence;
- report changes in needs, health, behaviour or risk;
- record care accurately and contemporaneously;
- report inconsistencies or outdated instructions;
- escalate safeguarding or safety concerns promptly; and
- participate in reviews, audits and training where required.
Staff must not independently make significant changes to a person’s care arrangements outside their authority unless immediate action is necessary to protect the person from harm. Any emergency variation must be reported, recorded and reviewed promptly.
11. Governance, Record Keeping and CQC Compliance
{{org_field_name}} will maintain effective governance arrangements to monitor the quality and effectiveness of person-centred care planning.
The Registered Manager will ensure that care-plan records are:
- accurate;
- complete;
- contemporaneous;
- securely maintained;
- accessible to authorised staff who need them; and
- updated when needs, preferences, risks or decisions change.
Care-planning records will include, where applicable:
- assessments;
- care and support plans;
- risk assessments;
- reviews;
- consent records;
- capacity assessments;
- best-interest decisions;
- records of representative authority;
- professional advice;
- changes in needs;
- agreed actions;
- communication with relevant persons; and
- evidence of the person’s involvement.
Quality assurance activity will include periodic audits of care plans.
Audits will consider whether:
- assessments are sufficiently detailed and current;
- care plans reflect assessed needs and preferences;
- people are meaningfully involved;
- goals and outcomes are recorded;
- independence is promoted;
- risks are appropriately identified and managed;
- reasonable adjustments are recorded;
- consent arrangements are appropriate;
- capacity decisions are correctly recorded;
- family members and representatives are involved lawfully;
- review dates are recorded;
- reviews take place when required;
- significant changes are reflected promptly;
- staff are following current care plans; and
- records are accurate, complete and contemporaneous.
Where a shortfall is identified:
- immediate safety action will be taken where required;
- the issue will be recorded;
- corrective action will be identified;
- responsibility will be allocated;
- a target date will be set;
- completion will be monitored; and
- follow-up checks will be completed where required.
This policy supports compliance with applicable requirements including:
- Regulation 9 – Person-centred care;
- Regulation 10 – Dignity and respect;
- Regulation 11 – Need for consent;
- Regulation 12 – Safe care and treatment;
- Regulation 13 – Safeguarding service users from abuse and improper treatment; and
- Regulation 17 – Good governance.
The organisation will also have regard to:
- the Care Act 2014;
- Care and Support Statutory Guidance;
- the Mental Capacity Act 2005;
- the Mental Capacity Act 2005 Code of Practice;
- the Equality Act 2010;
- the Human Rights Act 1998;
- the UK General Data Protection Regulation; and
- the Data Protection Act 2018.
12. Legal and Regulatory References
This policy is informed by the following legislation and regulatory guidance:
- Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 9: Person-centred care
https://www.cqc.org.uk/guidance-regulation/providers/regulations-service-providers-and-managers/health-social-care-act/regulation-9 - Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 10: Dignity and respect
https://www.cqc.org.uk/guidance-regulation/providers/regulations-service-providers-and-managers/health-social-care-act/regulation-10 - Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 11: Need for consent
https://www.cqc.org.uk/guidance-regulation/providers/regulations-service-providers-and-managers/health-social-care-act/regulation-11 - Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 12: Safe care and treatment
https://www.cqc.org.uk/guidance-regulation/providers/regulations-service-providers-and-managers/health-social-care-act/regulation-12 - Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 13: Safeguarding service users from abuse and improper treatment
https://www.cqc.org.uk/guidance-regulation/providers/regulations-service-providers-and-managers/health-social-care-act/regulation-13 - Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 – Regulation 17: Good governance
https://www.cqc.org.uk/guidance-providers/regulations/regulation-17-good-governance - Care and Support Statutory Guidance
https://www.gov.uk/government/publications/care-act-statutory-guidance/care-and-support-statutory-guidance - Mental Capacity Act 2005
https://www.legislation.gov.uk/ukpga/2005/9/contents - Mental Capacity Act 2005 Code of Practice
https://www.gov.uk/government/publications/mental-capacity-act-code-of-practice - Equality Act 2010
https://www.legislation.gov.uk/ukpga/2010/15/contents - Human Rights Act 1998
https://www.legislation.gov.uk/ukpga/1998/42/contents - Data Protection Act 2018https://www.legislation.gov.uk/ukpga/2018/12/contents
13. Policy Review
This policy will be reviewed at least annually and earlier where necessary following:
- changes in legislation;
- changes in CQC requirements or guidance;
- changes in the regulated activity or scope of the service;
- significant incidents;
- safeguarding concerns;
- audit findings;
- complaints or feedback relating to care planning;
- changes in recognised professional or statutory guidance; or
- learning indicating that existing care-planning arrangements require amendment.
The Registered Manager is responsible for ensuring that this policy remains current and consistent with related organisational policies and procedures.
Changes affecting staff practice will be communicated to relevant staff and supported by appropriate briefing, training or competency assessment where required.
Responsible Person: {{org_field_registered_manager_first_name}} {{org_field_registered_manager_last_name}}
Reviewed on: {{last_update_date}}
Next Review Date: {{next_review_date}}
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